Carey Jon Penswick

Bny Mellon Securities Corporation

20 Years of Experience

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Firm Information

Bny Mellon Securities Corporation

Compensation

Fee-Only (AUM)

Number of Advisors

63 advisors

Number of Clients

3,823 clients

Average Client Portfolio

$1.9M average

Assets Under Management

$7.1B

Fee Structure

Financial Planning:Investment management only

The client will pay an annual advisory fee that includes fees and expenses for investment advisory, custodial, clearing, and other services provided under the program, as well as all brokerage commissions and associated transaction costs. The advisory fee for the Personal Bond Strategy is a fixed, non-tiered rate of 0.70%.

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Areas of Practice

Investment Management

Advisor Information

Office location

240 Greenwich Street, New York, NY, 10286

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.