BB

Bart James Bohrer

22 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

2701 N. Rocky Point Drive, Suite 1000, Tampa, FL, 33607

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2020
Award / Judgment
Customer Dispute
March 2020
Settled
Customer Dispute
January 2020
Settled
Customer Dispute
October 2019
Settled
Customer Dispute
March 2019
Settled
Other Business Activities

Bart owns a duplex, renting out one side and living in the other, since 2007. He spends minimal time on maintenance and rent collection.

Employment History
Current Registrations
Calton & Associates, INC.
August 2019 - Present · 6 yrs 5 mos
Calton & Associates, INC.
August 2019 - Present · 6 yrs 5 mos
Calton & Associates, INC. Broker
August 2019 - Present · 6 yrs 5 mos
Previous Registrations
Capital Financial Services, INC.
December 2006 - August 2019 · 12 yrs 8 mos
Capital Financial Services, INC.Broker
March 2003 - August 2019 · 16 yrs 5 mos
State Registrations1 state
ND
AdvisorBrokerBoth
Exams
No exam information available for this advisor.