DH
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
94 advisors
Number of Clients
4,766 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$8.7B
Fee Structure
Minimum Investment:None
Perigon's advisory fees range from 0.20% to 2.00% annually, based on the market value of assets under management. The specific fee depends on factors like the complexity of services, asset level, and the overall client relationship. Fees are negotiable at the advisor's discretion. The firm generally does not impose a minimum account size.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
201 Mission Street, Suite 1825, San Francisco, CA, 94105
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2019Settled
Customer Dispute
February 2010Denied
Other Business Activities
David is a Wealth Advisor for Perigon Wealth Management LLC and a registered representative with PKS, spending most of his time on business development and client service. He also serves as a Director for Battle Creek Meadows Ranch, Inc., focusing on timber and range management for a few hours per week.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
July 2018 - Present · 7 yrs 6 mos
Perigon Wealth Management, LLC
May 2018 - Present · 7 yrs 8 mos
Previous Registrations
Avondale Partners, LLC
August 2012 - September 2018 · 6 yrs 1 mo
Avondale Conquest, LLC
July 2012 - July 2018 · 6 yrs
Avondale Partners, LLCBroker
July 2012 - July 2018 · 6 yrs
First Allied Advisory Services, INC.
July 2012 - August 2012 · 1 mo
First Allied Securities, INC.
September 2008 - July 2012 · 3 yrs 10 mos
First Allied Securities, INC.Broker
August 2008 - August 2012 · 4 yrs
UBS Financial Services INC.
September 2006 - September 2008 · 2 yrs
UBS Financial Services INC. Broker
September 2006 - September 2008 · 2 yrs
Morgan Stanley
May 2001 - September 2006 · 5 yrs 4 mos
Morgan Stanley Dw INC.Broker
March 2001 - September 2006 · 5 yrs 6 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.