TS
CFP
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
10 advisors
Number of Clients
76 clients
Average Client Portfolio
$11.5M average
Assets Under Management
$876.5M
Fee Structure
Financial Planning:Investment management only
Fees are individually negotiated and can be structured as a percentage of investable assets. For the Funds, management fees typically range from 1% to 2% and are calculated and paid quarterly in advance. For fee-only investment management fiduciary and non-fiduciary services, fees typically range from 0.10% to 1.0% for ERISA plans and 0.10% to 2.0% for SMAs, billed in arrears at the end of each calendar quarter.
Areas of Practice
Investment ManagementRetirement Planning
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Advisor Information
Office location
1445 Ross Avenue, Suite 2700, Dallas, TX, 75202
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Commerce Street Capital, LLCBroker
March 2023 - Present · 2 yrs 10 mos
Commerce Street Investment Management
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC Broker
July 2014 - June 2021 · 6 yrs 11 mos
J.P. Morgan Securities LLC
July 2014 - June 2021 · 6 yrs 11 mos
Morgan Stanley
March 2013 - June 2014 · 1 yr 3 mos
Morgan Stanley Broker
March 2013 - June 2014 · 1 yr 3 mos
State Registrations1 state
TX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.