Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
3845 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

This firm offers financial planning, financial wellness, and investment management services. Fees vary depending on the service and platform used. Contact the firm for specific fee information, as fees can vary based on the Financial Professional and client location. The firm does not specify AUM fee tiers in this brochure.

Areas of Practice
Financial Planning & CoachingRetirement PlanningEstate PlanningEducation PlanningDivorce PlanningSpecial Needs PlanningInvestment Management
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Advisor Information

Office location

901 N Broad Street, Suite 400, Rome, GA, 30161

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2015
Other Business ActivitiesSells Insurance

Andrew is an insurance agent since 2003, focusing on fixed insurance sales, dedicating about 10-20% of his time. He also owns Affirm Financial Partners since 2016.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2025 - Present · 2 mos
Cambridge Investment Research, INC.
November 2025 - Present · 2 mos
Cambridge Investment Research, INC.Broker
November 2025 - Present · 2 mos
Dempsey Lord Smith, LLC
August 2016 - Present · 9 yrs 5 mos
Previous Registrations
Dempsey Lord Smith, LLC Broker
August 2016 - November 2025 · 9 yrs 3 mos
Ifs Advisory, LLC
June 2015 - December 2015 · 6 mos
Ifs SecuritiesBroker
May 2015 - August 2016 · 1 yr 3 mos
Berthel, Fisher & Company Financial Services, INC. Broker
November 2013 - March 2015 · 1 yr 4 mos
Berthel Fisher & Company Financial Services, INC.
November 2013 - March 2015 · 1 yr 4 mos
Esi Financial Advisors
February 2004 - November 2013 · 9 yrs 9 mos
Equity Services, INC. Broker
February 2002 - November 2013 · 11 yrs 9 mos
State Registrations10 states
ALFLGANCNJNMPASCTNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.