Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.20% |
| $1.0M - $1.5M | 1.00% |
| $1.5M - $2.0M | 0.80% |
| $2M+ | 0.70% |
In special circumstances, and in our sole discretion, we may negotiate a lesser management fee based upon certain criteria.
Fee Estimator
This firm offers a wrap-fee program where you pay a single annual fee based on the market value of your assets under management. This fee includes money management, certain transaction costs, and custodial costs. The fee is billed and payable monthly in advance, based on the previous month's average daily balance. The advisory fee is negotiable, depending on individual client circumstances. The firm may combine account values of family members living in the same household to determine the applicable advisory fee.
Areas of Practice
Advisor Information
Office location
1795 Alysheba Way, Suite 7104, Lexington, KY, 40509
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent involved in fixed insurance sales since 2002, dedicating a few hours per week. He also manages DBS Financial Services, LLC, which was set up for tax reporting, spending minimal time on it.