AG
ChFC

Alexander Faris Giles

23 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
1299 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Minimum Investment:$50K

Janney's advisory fees are negotiable and typically billed quarterly in advance, based on a percentage of assets. The maximum Financial Advisor fee is 2.00%, but sub-advisory fees may apply depending on the program. Fees may be negotiated with the Janney Financial Advisor based on factors including the size of the Client’s account, other related accounts with Janney, the extent of services to be provided by Janney to the Client’s account, and the projected nature of trading in the Client’s account.

Areas of Practice
Investment Management
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Advisor Information

Office location

1441 Main Street, Suite 700, Columbia, SC, 29201

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander owns Palmetto Hardwoods of Charlotte, LLC, which holds timberland, and is a property owner, each requiring minimal time. He also serves as an advisory board member for The Tommy and Victoria Baker School of Business at The Citadel, dedicating minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
July 2021 - Present · 4 yrs 6 mos
Janney Montgomery Scott LLC Broker
July 2021 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2005 - August 2021 · 16 yrs 2 mos
Wells Fargo Clearing Services, LLC Broker
June 2005 - August 2021 · 16 yrs 2 mos
UBS Financial Services INC.
November 2002 - June 2005 · 2 yrs 7 mos
UBS Financial Services INC. Broker
September 2002 - June 2005 · 2 yrs 9 mos
State Registrations13 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alexander Faris Giles - Financial Advisor | AdvisorDiscover