Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2 advisors
Number of Clients
176 clients
Average Client Portfolio
$710K average
Assets Under Management
$125.0M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.50%
$250K+1.25%

Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Financial Plan Fee:Up to $2,400

Asset management fees are based on a percentage of assets under management. The annual fee is 1.50% on assets up to $250,000 and 1.25% on assets above $250,000. These fees are negotiable. Financial planning fees are a maximum of $2,400, based on complexity. ERISA plan services also follow the same AUM fee schedule as asset management. There is no minimum account size required.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information

Office location

Elmwood Park, IL

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Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2013
Final
Employment Separation After Allegations
February 2009
Customer Dispute
April 2008
Settled
Other Business Activities

Joshua has a Master's Degree in Accounting and provides accounting and tax planning services.

Employment History
Current Registrations
Quantum Capital Investments, INC.
July 2017 - Present · 8 yrs 6 mos
Previous Registrations
Best Direct Securities, LLCBroker
July 2012 - July 2012 · 0 mos
Quantum Capital Investments
March 2011 - October 2015 · 4 yrs 7 mos
VisionBroker
August 2010 - April 2011 · 8 mos
UBS Financial Services INC.
October 2007 - March 2009 · 1 yr 5 mos
UBS Financial Services INC. Broker
September 2007 - March 2009 · 1 yr 6 mos
Chase Investment Services CORP.Broker
July 2007 - September 2007 · 2 mos
Refco Securities, LLCBroker
May 2004 - November 2005 · 1 yr 6 mos
Worldco, L.L.C.Broker
January 2003 - April 2003 · 3 mos
State Registrations1 state
IL
Advisor
Exams
No exam information available for this advisor.
Joshua E Betancourt - Financial Advisor | AdvisorDiscover