Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
23 advisors
Number of Clients
21,920 clients
Average Client Portfolio
$28.2M average
Assets Under Management
$619.2B

Fee Structure

Management fees vary and are negotiable based on client circumstances. Fees are generally billed quarterly, either in advance or arrears, based on market values. The fees listed do not include custodial or other applicable fees. Clients may incur additional expenses such as brokerage commissions and transaction fees. Some strategies invest in REITs, ETFs, and CLOs, which have their own fees. MSIM may receive performance-based fees from certain clients. Clients in wrap fee programs should refer to their program documents for fee details.

Areas of Practice
Investment Management
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Advisor Information

Office location

1585 Broadway, New York, NY, 10036

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a board member for InsideOUT Writers and Fishers Island Library Association, spending minimal time on each outside of business hours. Brian also owns Isabella Beach Property, LLC, a real estate venture, and dedicates minimal time to property management.

Employment History
Current Registrations
Morgan Stanley Investment Management INC.
February 2022 - Present · 3 yrs 11 mos
Eaton Vance Distributors, INC.Broker
January 2022 - Present · 4 yrs
Previous Registrations
Morgan Stanley Investment Management INC.
September 2021 - January 2022 · 4 mos
Morgan Stanley Distribution, INC.Broker
September 2021 - January 2022 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2014 - September 2019 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2014 - September 2019 · 5 yrs 6 mos
UBS Financial Services INC.
June 2011 - November 2013 · 2 yrs 5 mos
UBS Financial Services INC. Broker
March 2004 - November 2013 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
June 2003 - March 2004 · 9 mos
State Registrations52 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.