Steven Brian Castro

Exos Wealth Strategies, LLC

21 Years of Experience

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Firm Information

Exos Wealth Strategies, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

4 advisors

Number of Clients

62 clients

Average Client Portfolio

$486K average

Assets Under Management

$30.1M

Fee Structure

Financial Planning:Investment management only

This firm's advisors may receive additional compensation based on the amount of assets they bring to the firm and the number of clients they introduce. Some advisors are licensed insurance agents and may receive commissions from the sale of insurance products.

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Areas of Practice

Investment ManagementInsurance Planning

Advisor Information

Office location

Chandler, AZ

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Regulatory History (5)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

March 2013

Final

Regulatory

December 2012

Final

Criminal

November 2011

Final Disposition

Employment Separation After Allegations

October 2011

Customer Dispute

July 2008

Denied

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Other Business ActivitiesSells Insurance

Steven is an independent insurance agent since 2012, focusing on annuity and insurance sales. This activity takes about a quarter of his time, with some hours during trading hours.