Michael Frederick Souza

Koa Wealth Management, LLC

22 Years of Experience

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Firm Information

Koa Wealth Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Number of Advisors

2 advisors

Number of Clients

161 clients

Average Client Portfolio

$1.4M average

Assets Under Management

$231.1M

Fee Structure

Minimum Investment:None

Financial Plan Fee:$500 - $50,000

Hourly Rate:$250 - $500/hr

Financial planning fees range from $500 to $50,000 on a fixed fee basis and/or $250 to $500 on an hourly basis. Investment management fees will not exceed 1.25% of assets under management. Retirement plan consulting fees range from $500 to $50,000. Fees may be negotiable based on various criteria.

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Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingBusiness Owners

Advisor Information

Office location

Encinitas, CA

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Regulatory History (6)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2013

Denied

Customer Dispute

June 2012

Settled

Customer Dispute

December 2008

Denied

Customer Dispute

May 2008

Settled

Customer Dispute

May 2008

Settled

Customer Dispute

March 2008

Settled

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Other Business ActivitiesSells Insurance

Michael is the president of Tytan Wealth, Inc. and serves as managing member of KOA Wealth Management, LLC, dedicating minimal time to management. Michael is also an independent insurance agent, spending minimal time on insurance sales.