RD
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
5 advisors
Number of Clients
76 clients
Average Client Portfolio
$8.7M average
Assets Under Management
$659.6M
Fee Structure
Minimum Investment:$50K
Financial Planning:Investment management only
The annual fee for portfolio management ranges from 0.20% to 2.00% of assets under management, billed quarterly. The advisory fee is negotiable. Investors can terminate the agreement with 45 days' written notice and will be charged a pro-rata fee for services rendered. The firm may combine account values of family members to determine the applicable advisory fee.
Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information
Office location
2 Alhambra Plaza, Ste. Ph Ii, Coral Gables, FL, 33134
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rodolfo is a landlord to residential properties, which is a passive activity.
Employment History
Current Registrations
Invex Advisors LLC
October 2019 - Present · 6 yrs 3 mos
Invex, LLC.Broker
September 2019 - Present · 6 yrs 4 mos
Previous Registrations
UBS Securities LLCBroker
June 2014 - August 2019 · 5 yrs 2 mos
UBS Financial Services INC.
June 2014 - August 2019 · 5 yrs 2 mos
UBS Financial Services INC. Broker
June 2014 - August 2019 · 5 yrs 2 mos
Finantia USA LtdBroker
May 2013 - June 2014 · 1 yr 1 mo
Efg Capital InternationalBroker
October 2009 - January 2013 · 3 yrs 3 mos
E.S. Financial Services, INC.Broker
December 2006 - October 2009 · 2 yrs 10 mos
Hsbc Securities (usa) INC. Broker
May 2006 - November 2006 · 6 mos
Lehman Brothers INC.Broker
March 2003 - November 2004 · 1 yr 8 mos
State Registrations3 states
FLNYTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.