Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Subject to a $300 minimum quarterly fee (not to exceed 3% of a client’s assets under management).
Fee Estimator
The advisory fees are negotiable and based on the value and type of assets managed. The annual fee is 2.00% for the first $1,000,000, 1.75% for assets between $1,000,001 and $5,000,000, and 1.50% for assets over $5,000,000. Fees are charged quarterly in advance, subject to a $300 minimum quarterly fee. Clients may also pay a $50 annual custodial fee for IRA accounts. Transaction fees of $20.00 - $40.00 per trade may apply. Due to the quarterly minimum fee, a client's annual fee may exceed 2%.
Areas of Practice
Advisor Information
Office location
900 North Shore Drive Suite 279, Lake Bluff, IL, 60044
Get directionsRegulatory History (3)
Employment Separation After Allegations
May 2017Customer Dispute
July 2010Customer Dispute
November 2006Other Business ActivitiesSells Insurance
Giuseppe buys and sells sports memorabilia on Ebay, and is also involved in several family trusts. He also sells life and long-term care insurance as part of estate planning, dedicating minimal time to this activity.