Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for advising Funds and ETFs are determined by the fee agreement between Exceed and the Fund or ETF. Fees for advising SMAs are negotiable and targeted at between 0.25% and 1.25% annually. SMA clients are also responsible for all custodial fees, execution costs, and transaction fees, including commissions.
Areas of Practice
Advisor Information
Office location
10 Independence Blvd, Suite 120, Warren, NJ, 07059
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No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is the CEO of Exceed Advisors/Investments and CIO of Fountainhead Capital Management LLC, Fountainhead AM, Fountainhead Retirement Services, and Fountainhead Protection Services, dedicating about a quarter of his time to the latter. He also works as a consultant for Volos Portfolio Solutions LLC and Omega Point Research, Inc., and is an expert witness consultant and a Penn Mutual Insurance Agent.