Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.40% |
Annual fees are negotiable at the discretion of the advisor.
Fee Estimator
Fees are customized to client needs and can be a percentage of assets under management (AUM), hourly, or fixed. AUM fees for managed brokerage accounts are tiered (see table). Fees vary by sub-advisor, typically between 0.4% and 1% per year, with possible additional transaction, custody, and platform fees. Hourly fees are a minimum of $100 per hour. Fixed fees are negotiable. Clients can cancel with 30 days' written notice, receiving a pro-rata refund for unrendered financial planning services.
Areas of Practice
Advisor Information
Office location
8310 S. Valley Highway, Suite 110, Englewood, CO, 80112
Get directionsRegulatory History (1)
Employment Separation After Allegations
July 2007Other Business ActivitiesSells Insurance
Carol is an investment advisor representative with Parsonex Advisory Services, dedicating about a quarter of her time. She also works as an insurance agent for Back 9 Insurance, selling insurance products and spending a few hours per week. Carol also spends minimal time as a group leader for a local networking group and assisting with client referrals for living trust needs.