Nancy Ivette Martinez-rivera

Universal Financial Services INC.

22 Years of Experience

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Firm Information

Universal Financial Services INC.

Compensation

Fee-Only (AUM)

Number of Advisors

1 advisor

Number of Clients

1 client

Average Client Portfolio

$338.8M average

Assets Under Management

$338.8M

Advisor Information

Office location

Metro Office Park, Calle 1 Lote 10, Guaynabo, PR, 00968

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Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business ActivitiesSells Insurance

Nancy is dually employed by Universal Life Insurance Company (ULICO) as Compliance Director since August 2022. She dedicates about 70% of her time to ULICO, reviewing/approving transfer requests, running OFAC reports, and interacting with the Operations Department.