MW

Michael Aaron Waldman

22 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
34 advisors
Number of Clients
1,111 clients
Average Client Portfolio
$2.8M average
Assets Under Management
$3.2B

Fee Structure

Minimum Investment:$50K

Fees for asset management are based on a percentage of assets under management and will not exceed 1.25% annually. An additional administrative fee beginning at 0.05% is charged for technology platforms. A $10 minimum quarterly technology platform fee ($40 annually) applies to each account. Financial planning and investment due diligence fees are negotiable. Subadvisor fees are in addition to IMA Private Wealth's fees. The managed assets in Private Funds will be assessed a lower advisory fee by us, not to exceed an annual fee of 50%. A minimum of $50,000 is generally required to open and maintain an advisory account or enter into a financial planning agreement, but this is negotiable.

Areas of Practice
Investment ManagementFinancial Planning & CoachingHigh Net Worth
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Advisor Information

Office location

14221 Dallas Parkway, Suite 700, Dallas, TX, 75254

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a Partner and EVP of the Employee Benefits Division at IMA, Inc., an insurance broker, dedicating about half his time to this role. He also has minority passive investor roles in several real estate apartment unit partnerships and is the trustee for a life insurance trust.

Employment History
Current Registrations
Ima Advisory Services, INC.
July 2016 - Present · 9 yrs 6 mos
Previous Registrations
Ima Wealth Broker
July 2016 - December 2023 · 7 yrs 5 mos
Kestra Advisory Services, LLC
April 2016 - July 2016 · 3 mos
NFP Advisor Services, LLC
September 2003 - July 2016 · 12 yrs 10 mos
Kestra Investment Services, LLCBroker
August 2003 - July 2016 · 12 yrs 11 mos
State Registrations2 states
KSTX
Advisor
Exams
No exam information available for this advisor.