DW
PFS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
19 advisors
Number of Clients
1,969 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$2.4B
Fee Structure
Minimum Investment:$250K
Financial Planning:Investment management only
Swan charges a negotiable asset-based fee ranging from 0.50% to 1.25% per year, based on the amount invested. Fees may vary based on the size of the investment account. Sub-advised clients have fees negotiated between their advisor and Swan, generally within a similar range. The firm's minimum account size is $250,000, but this may be waived at the firm's discretion.
Areas of Practice
Investment Management
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Advisor Information
Office location
8117 Preston Road Suite 300, Dallas, TX, 75225
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Swan Global Investments, LLC
February 2018 - Present · 7 yrs 11 mos
Previous Registrations
Covenant Multi-Family Offices, LLC
May 2010 - November 2012 · 2 yrs 6 mos
State Registrations2 states
COTX
Advisor
Exams
No exam information available for this advisor.