ES

Eric Matthew Sholberg

19 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
49 advisors
Number of Clients
139 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Fees for Institutional Advisory Services are generally subject to negotiation. USI Securities may receive compensation from the Program Sponsor selected by the Institutional Client, who calculates and deducts fees directly from client accounts. Some scenarios may involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement. The advisory fees will be prorated for the number of days in which the accounts were open in the event of contract termination.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Usi Securities, INC. Broker
April 2023 - Present · 2 yrs 9 mos
Usi Securities, INC.
April 2023 - Present · 2 yrs 9 mos
Usi Advisors
March 2023 - Present · 2 yrs 10 mos
Previous Registrations
Brighton Jones LLC
April 2017 - January 2023 · 5 yrs 9 mos
Global Retirement Partners LLC
February 2015 - April 2017 · 2 yrs 2 mos
LPL Financial LLC Broker
February 2015 - April 2017 · 2 yrs 2 mos
G.F. Investment Services, LLCBroker
January 2015 - February 2015 · 1 mo
Global Retirement Partners LLC
November 2014 - January 2015 · 2 mos
Global Financial Private Capital, LLC
July 2010 - March 2015 · 4 yrs 8 mos
Financial Telesis, INC.
February 2009 - June 2010 · 1 yr 4 mos
Financial Telesis INCBroker
February 2009 - June 2010 · 1 yr 4 mos
Moreton Financial Solutions, LLC
January 2006 - April 2006 · 3 mos
MML Investors Services, INC.
November 2005 - June 2006 · 7 mos
MML Investors Services, INC. Broker
October 2005 - June 2006 · 8 mos
Financial Telesis INCBroker
October 2004 - September 2005 · 11 mos
Commonwealth Financial Network
October 2003 - October 2004 · 1 yr
Commonwealth Financial Network Broker
October 2003 - October 2004 · 1 yr
State Registrations1 state
WA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Eric Matthew Sholberg - Financial Advisor | AdvisorDiscover