NB

Nathaniel Paul Barton

15 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)
Number of Advisors
1 advisor
Number of Clients
128 clients
Average Client Portfolio
$143K average
Assets Under Management
$18.3M

Fee Structure

This document does not contain any fee information. Please refer to Brownstone Financial Group, LLC's brochure for fee details.

Areas of Practice
Investment Management
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Advisor Information

Office location

475 Springfield Ave., Suite #1, Summit, NJ, 07901

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nathaniel is a Sr. Planning Associate at Simplicity Group, an insurance marketing organization, since 2016, and at Guardian Wealth Management, a financial services firm, since 2021. He spends about half of his time on each role, providing case illustration and product support for Simplicity Group, and client financial strategies support for Guardian Wealth Management.

Employment History
Current Registrations
Brownstone Financial Group LLC
September 2025 - Present · 4 mos
Simplicity Wealth
August 2021 - Present · 4 yrs 5 mos
Previous Registrations
Brookstone Capital Management LLC
June 2017 - October 2017 · 4 mos
Transamerica Financial Advisors, INC.
December 2015 - July 2016 · 7 mos
Transamerica Financial Advisors, INC Broker
December 2015 - July 2016 · 7 mos
Gwfs Equities, INC.Broker
September 2014 - November 2014 · 2 mos
VALIC Financial Advisors, INC.
December 2013 - August 2014 · 8 mos
VALIC Financial Advisors, INC. Broker
September 2013 - August 2014 · 11 mos
Transamerica Capital, INC.Broker
February 2008 - May 2013 · 5 yrs 3 mos
Jackson National Life Distributors LLCBroker
March 2007 - February 2008 · 11 mos
Vantage Securities, INC.Broker
May 2006 - March 2007 · 10 mos
Capital Brokerage CorporationBroker
December 2003 - June 2006 · 2 yrs 6 mos
State Registrations3 states
AZNHVT
Advisor
Exams
No exam information available for this advisor.