Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
37 advisors
Number of Clients
4,697 clients
Average Client Portfolio
$8.5M average
Assets Under Management
$40.1B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only

TCW charges investment management fees generally computed as a percentage of the market value of assets under management. Fees are typically billed quarterly in arrears, though some are billed monthly. The investment management fee is subject to modification, reduction, and/or waiver, both voluntarily and on a negotiated basis. Minimum account sizes apply, varying by strategy. Wrap program clients should refer to their sponsor's disclosure brochure for fee information.

Areas of Practice
Investment Management
Loading...

Advisor Information

Office location

515 South Flower Street, Los Angeles, CA, 90071

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Tcw Funds Distributors LLCBroker
November 2022 - Present · 3 yrs 2 mos
Tcw Funds Distributors LLC
November 2022 - Present · 3 yrs 2 mos
Tcw Investment Management Company LLC
November 2022 - Present · 3 yrs 2 mos
Previous Registrations
Sanctuary Securities, INC.Broker
February 2021 - November 2022 · 1 yr 9 mos
Sanctuary Advisors, LLC
February 2021 - November 2022 · 1 yr 9 mos
Aig Capital Services, INC.Broker
November 2019 - February 2021 · 1 yr 3 mos
VALIC Financial Advisors, INC. Broker
August 2018 - February 2021 · 2 yrs 6 mos
VALIC Financial Advisors, INC.
August 2018 - February 2021 · 2 yrs 6 mos
LPL Financial LLC Broker
September 2017 - July 2018 · 10 mos
LPL Financial LLC
September 2017 - July 2018 · 10 mos
Farmers Financial Solutions, LLC
July 2017 - August 2017 · 1 mo
Farmers Financial Solutions, LLCBroker
June 2017 - August 2017 · 2 mos
Royal Alliance Associates, INC.
March 2016 - June 2017 · 1 yr 3 mos
Royal Alliance Associates, INC. Broker
April 2015 - June 2017 · 2 yrs 2 mos
E*trade Capital Management, LLC
April 2013 - April 2015 · 2 yrs
E*trade Securities LLCBroker
February 2013 - April 2015 · 2 yrs 2 mos
Bb&t Securities, LLCBroker
January 2013 - March 2013 · 2 mos
Bb&t Securities, LLC
January 2013 - March 2013 · 2 mos
Scott & Stringfellow, LLC
April 2011 - January 2013 · 1 yr 9 mos
Scott & Stringfellow, LLCBroker
April 2011 - January 2013 · 1 yr 9 mos
Suntrust Investment Services, INC.
October 2007 - April 2011 · 3 yrs 6 mos
Suntrust Investment Services, INC.Broker
August 2007 - April 2011 · 3 yrs 8 mos
State Registrations2 states
CANY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Jessica Coste - Financial Advisor | AdvisorDiscover