Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $2.0M | 1.00% |
| $2.0M - $4.0M | 0.85% |
| $4.0M - $6.0M | 0.70% |
| $6.0M - $10.0M | 0.60% |
| $10.0M - $25.0M | 0.50% |
| $25M+ | 0.30% |
The Registrant generally requires an annual minimum fee of $3,000 for its investment advisory services. The Registrant’s investment advisory fee is negotiable at Registrant’s discretion.
Fee Estimator
The annual investment advisory fee is based on a percentage of assets managed, generally between 0.30% and 1.25%, but is negotiable. There is a minimum annual fee of $3,000 for investment advisory services. For retirement plan services, the annual advisory fee is generally between 0.15% and 0.70%, with a minimum annual fee of $5,000. Stand-alone financial planning and consulting fees are negotiable, generally ranging up to $1,000 per hour. Tax preparation services are billed at $300 per hour, subject to a minimum fee of $1,500.
Areas of Practice
Advisor Information
Office location
16450 Los Gatos Boulevard, Suite 207, Los Gatos, CA, 95032
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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