Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Flat)
| Assets Under Management | Annual Fee |
|---|---|
| $0+ | 2.50% |
Fees are negotiable, but cannot exceed 2.50% (2.00% in Alabama).
Fee Estimator
DLS offers portfolio management services with fees negotiable up to a maximum of 2.50% annually (2.00% in Alabama). The specific fee is in the contract. Related client accounts may be grouped for fee determination. Discounts may be offered to family/friends of associated persons. Minimum account sizes vary by program, ranging from $5,000 to $50,000. For assets managed by DLS, fees are paid monthly or quarterly in advance or arrears. Clients receive a pro-rata refund of unearned fees if services are terminated.
Areas of Practice
Advisor Information
Office location
901 N Broad Street, Suite 400, Rome, GA, 30161
Get directionsRegulatory History (1)
Customer Dispute
December 2023Other Business Activities
Barry is the president of Oaktree Consulting, an internet and marketing consulting business, and spends minimal time there. He also buys and sells coins and collectibles, spending minimal time on that activity as well.