Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $5.0M | 1.73% |
| $5M+ | 1.23% |
Fees are negotiable based on the client's financial situation, assets under management, and complexity of services.
Fee Estimator
The firm charges a fixed fee of $1,000 for investment and financial consulting services. For asset management services, fees will not exceed 2.30% and are based on a negotiable fee schedule. The exact fee is agreed upon in the asset management agreement. The fee schedule is 2.00% on assets under $500,000, 1.73% on assets between $500,001 and $5,000,000, and 1.23% on assets over $5,000,001. Clients may also incur brokerage commissions and other third-party fees.
Areas of Practice
Advisor Information
Office location
22136 Westheimer Parkway, PMB 739, Katy, TX, 77450
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Chris is a licensed health insurance agent appointed with various insurance companies through RIA Wealth Advisor LLC since 2015. Although he sold his primary Farmers Insurance agency, he still holds some residual policies, with his wife assisting, projecting about $85,000 per year in commissions.