Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
38 advisors
Number of Clients
221 clients
Average Client Portfolio
$845K average
Assets Under Management
$186.8M

Fee Structure

Minimum Investment:$50K
Hourly Rate:$300/hr

HJSCM charges an advisory fee based on assets under management, billed quarterly in advance unless billing in arrears is selected. The MPP has a minimum account balance of $50,000, but this may be waived. Fees are negotiable and typically range from 1.25% to 2.50% annually. Envestnet charges a $25 flat annual operational fee. Financial planning reports and analyses are billed at $300/hour with a 5-hour minimum, but this fee may be waived.

Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningHigh Net Worth
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Advisor Information

Office location

2150 Post Road, Suite 301, Fairfield, CT, 06824

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Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Settled
Other Business Activities

Jonathan is a supervisor of activity conducted for HJ Sims Capital Management, dedicating about 10-20% of his time to this role. HJSCM provides investment management services to high-net-worth individuals and associated entities.

Employment History
Current Registrations
Herbert J. Sims Capital Management, INC.
September 2017 - Present · 8 yrs 4 mos
Herbert J. Sims & Co, INC.Broker
June 2016 - Present · 9 yrs 7 mos
Previous Registrations
David Lerner Associates, INC.Broker
April 2005 - March 2015 · 9 yrs 11 mos
State Registrations48 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.