Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $4.0M | 1.00% |
| $4M+ | 0.90% |
Fees are subject to change with 30 days written notice. Actual fees charged can be less than those set out above based upon pre-existing relationships, assets under management and other factors relevant to an engagement.
Fee Estimator
For asset management, fees are based on a percentage of assets under management, as detailed in the fee schedule. Financial planning fees range from $400 for RIA Goal Horizons to $5,000 for RIA Comprehensive Strategy. RIA Custom plans have individually designed fees. Fees are negotiable based on pre-existing relationships and assets under management. The firm requires a $15,000 account minimum, waivable at its discretion.
Areas of Practice
Advisor Information
Office location
11750 Katy Freeway, Suite 840, Houston, TX, 77079
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an insurance agent at Alora Consulting, an insurance agency, since January 2020, dedicating a few hours per week to insurance sales. He is also a partner and financial advisor with RIA Wealth Advisors LLC, spending about a quarter of his time on this activity.