MW
CFP
Firm Information
Compensation
N/A
Number of Advisors
20 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:Investment management only
Pruco Securities does not provide investment advisory or brokerage services to clients, so it does not have a fee schedule, bill clients, or deduct fees from client accounts.
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Advisor Information
Office location
Cornelius, NC
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Pruco Securities, LLC. Broker
September 2023 - Present · 2 yrs 4 mos
Pruco Securities, LLC.
September 2023 - Present · 2 yrs 4 mos
Pruco Securities, LLC
September 2023 - Present · 2 yrs 4 mos
Previous Registrations
LPL Financial LLC
May 2022 - February 2023 · 9 mos
LPL Financial LLC Broker
May 2022 - February 2023 · 9 mos
CUNA Brokerage Services, INC.Broker
December 2019 - May 2022 · 2 yrs 5 mos
CUNA Brokerage Services, INC.
December 2019 - May 2022 · 2 yrs 5 mos
LPL Financial LLC Broker
March 2014 - December 2019 · 5 yrs 9 mos
LPL Financial LLC
March 2014 - December 2019 · 5 yrs 9 mos
Cuso Financial Services, L.P.
June 2013 - March 2014 · 9 mos
Cuso Financial Services, L.P. Broker
June 2013 - March 2014 · 9 mos
LPL Financial LLC
March 2013 - May 2013 · 2 mos
LPL Financial LLC Broker
April 2012 - May 2013 · 1 yr 1 mo
Uvest Financial Services Group, INC.Broker
April 2007 - April 2012 · 5 yrs
First Citizens Investor Services, INC. Broker
June 2006 - March 2007 · 9 mos
State Registrations1 state
NC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.