Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment supervisory fees are negotiable, ranging up to a maximum of 1.85% annually. Financial planning fees range from $1,500 to $5,000 per plan, or $150 to $500 per hour. There is an $80,000 account minimum, but this may be waived. Clients are responsible for third-party fees.
Areas of Practice
Advisor Information
Office location
311 E Chicago Street, Suite 210, Milwaukee, WI, 53202
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles is a registered representative selling investment products, and an insurance agent for Transcend Insurance Group selling insurance products including annuities. He also assists insurance agents with Benefit Funding Services/FFR, works with a tax preparation service, and is involved in several real estate ventures.