EE
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
57 advisors
Number of Clients
1,958 clients
Average Client Portfolio
$175K average
Assets Under Management
$343.5M
Fee Structure
Minimum Investment:None
Financial Planning:Investment management only
The maximum annual fee for the APM program is 2.50%, billed quarterly in advance. Fees are negotiable at the discretion of RIA or the Financial Advisor. Clients may incur additional costs such as mutual fund internal management fees. Clients can terminate their agreement with written notice, and unearned fees will be refunded.
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax PlanningInsurance Planning
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Advisor Information
Office location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
Get directionsRegulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019Settled
Customer Dispute
December 2000Settled
Other Business ActivitiesSells Insurance
Edward is the owner of Coastal Financial Group, dedicating full-time hours to this role. He also spends a few hours per week on insurance sales and service, focusing on fixed annuities and life insurance, and works full-time providing investment advisory services as an investment advisor representative for Realta Investment Advisors, Inc.
Employment History
Current Registrations
Realta Investment Advisors, INC
March 2021 - Present · 4 yrs 10 mos
Realta Equities, INC.Broker
May 2020 - Present · 5 yrs 8 mos
Previous Registrations
L.O. Thomas & CO. INC.Broker
March 2018 - May 2020 · 2 yrs 2 mos
Morgan Stanley Broker
June 2009 - June 2016 · 7 yrs
Morgan Stanley
June 2009 - June 2016 · 7 yrs
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
October 2002 - April 2007 · 4 yrs 6 mos
Morgan Stanley Dw INC.Broker
February 1978 - April 2007 · 29 yrs 2 mos
Reynolds Securities, INC.Broker
August 1977 - February 1978 · 6 mos
State Registrations14 states
AZCADEFLILMDNCNJNVNYPASCTNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.