Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
UCAP provides investment management services for an annual fee based upon a percentage of the market value of the assets being managed. These fees are negotiable, but annual fees shall not exceed 2% of the assets under the Firm's management. Some representatives use a tiered fee schedule; others charge a flat percentage applied to all assets under management. Fees for financial planning services are negotiated on a case-by-case basis and charged on a fixed fee basis, ranging from $500 to $5,000 or more.
Areas of Practice
Advisor Information
Office location
1001 Brickell Bay Drive Suite 1714, Miami, FL, 33131
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Emmanuel is the Managing Member and 100% beneficial owner of Condor Point Capital LLC, a personal investment company. He is also a registered representative at UCAP Securities, LLC, an affiliated broker-dealer, which may present conflicts of interest addressed in the UCAP Asset Management, LLC Compliance Manual.