CM
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
35 advisors
Number of Clients
1,833 clients
Average Client Portfolio
$924K average
Assets Under Management
$1.7B
Fee Structure
Minimum Investment:$100K
Financial Planning:Investment management only
The firm's fee for portfolio management is based on a percentage of the total assets managed. The minimum investment is $100,000, but this may be waived at the firm's discretion. Fees are billed quarterly in advance and are negotiable depending on client circumstances. External accounts reporting fees are also charged based on unmanaged assets. Performance-based fees may also apply.
Areas of Practice
Investment Management
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Advisor Information
Office location
1001 Brickell Bay Drive, Suite 1900, Miami, FL, 33131
Get directionsRegulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018Denied
Other Business Activities
Carlos is an investor in Ferrenova Grupo Industrial Sa de Cv, which operates a hardware store selling paint, tools, and supplies. He owns 51% of the business.
Employment History
Current Registrations
Vectorglobal Iag, INC.
July 2017 - Present · 8 yrs 6 mos
Vectorglobal WmgBroker
May 2017 - Present · 8 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
July 2014 - May 2017 · 2 yrs 10 mos
UBS Financial Services INC. Broker
March 2014 - May 2017 · 3 yrs 2 mos
Arca Capital Investments, INC.Broker
November 2012 - October 2013 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2006 - June 2011 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
April 2006 - June 2011 · 5 yrs 2 mos
State Registrations7 states
CAFLMAMINYOKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.