Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
39 advisors
Number of Clients
2,691 clients
Average Client Portfolio
$428K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:None
Hourly Rate:$50 - $300/hr

Fees for investment management outside of advisory programs range from 0.75% to 2.00% for accounts under $500,000, 0.50% to 1.75% for accounts between $500,000 and $1,000,000, and 0.25% to 1.50% for accounts over $1,000,000. Financial planning and consulting fees are charged on an hourly basis ($100-$300 for professional staff, $50-$100 for administrative staff) or at a fixed project fee. Fees are negotiable based on various factors.

Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & Coaching
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Advisor Information

Office location

135 S. Lasalle Street, Suite 3710, Chicago, IL, 60603

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Centennial Securities Company, INC. Broker
November 2019 - Present · 6 yrs 2 mos
Centennial Securities Company INC
November 2019 - Present · 6 yrs 2 mos
Previous Registrations
B Riley Wealth Management
July 2013 - December 2019 · 6 yrs 5 mos
B. Riley Wealth ManagementBroker
July 2013 - December 2019 · 6 yrs 5 mos
David A. Noyes & CompanyBroker
April 2009 - July 2013 · 4 yrs 3 mos
David A. Noyes & Company
April 2009 - July 2013 · 4 yrs 3 mos
UBS Financial Services INC.
March 2006 - April 2009 · 3 yrs 1 mo
UBS Financial Services INC. Broker
March 2006 - April 2009 · 3 yrs 1 mo
State Registrations2 states
ILMI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Constance Ann Etter - Financial Advisor | AdvisorDiscover