Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AUM-Based Fees (Tiered)
| Assets Under Management | Annual Fee |
|---|---|
| Up to $1.3M | 1.05% |
| $1.3M - $2.8M | 0.93% |
| $2.8M - $5.0M | 0.88% |
| $5.0M - $10.0M | 0.82% |
| $10M+ | 0.71% |
Account balances are aggregated based on household ID to determine appropriate discounts. Assets in accounts not being charged a fee will not be aggregated.
Fee Estimator
You'll pay a quarterly fee based on your portfolio's average daily balance. There's a minimum annual fee of $2,500 ($625 per quarter), which may be considered excessive for smaller accounts. You may also pay transaction fees if you select a non-wrap account. For third-party manager programs, Arlen Capital charges a separate fee, and you'll also pay fees to the third-party manager.
Areas of Practice
Advisor Information
Office location
117 Metro Center Boulevard, Suite 2006, Warwick, RI, 02886
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
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