CG
CFP

Ceasar Thomas Garvida

14 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B

Fee Structure

Financial Plan Fee:$500 - $5,000

SteelPeak charges fixed fees for financial planning and consulting, ranging from $500 to $5,000, depending on the scope and complexity. Investment management fees range from 0.75% to 1.75% annually, based on assets under management. Fees are prorated and charged quarterly in advance. The firm may offset financial planning fees if the client engages them for investment advisory services. The Firm does take a management fee for its services to Long- Short (discounted to 0.50% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients) and Goal -Line (charged based on each limited partner’s capital commitments and discounted to 1.00% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients).

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

21650 Oxnard Street, Suite 2300, Woodland Hills, CA, 91367

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Regulatory History (1)
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Employment Separation After Allegations
September 2013
Employment History
Current Registrations
Steelpeak Wealth, LLC
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Prepared Capital
October 2018 - October 2020 · 2 yrs
Morgan Stanley
December 2015 - October 2018 · 2 yrs 10 mos
Morgan Stanley Broker
December 2015 - October 2018 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
October 2012 - October 2013 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2012 - October 2013 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - May 2012 · 2 yrs 11 mos
Morgan Stanley Smith Barney Broker
June 2009 - May 2012 · 2 yrs 11 mos
Citigroup Global Markets INC.
October 2008 - June 2009 · 8 mos
Citigroup Global Markets INC. Broker
July 2008 - June 2009 · 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.
Ceasar Thomas Garvida - Financial Advisor | AdvisorDiscover