DB

Derek James Bailey

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
49 advisors
Number of Clients
139 clients
Average Client Portfolio
Not specified

Fee Structure

Financial Planning:Investment management only

Fees for Institutional Advisory Services are generally subject to negotiation. USI Securities may receive compensation from the Program Sponsor selected by the Institutional Client, who calculates and deducts fees directly from client accounts. Some scenarios may involve the implementation of a minimum fee/charge, which will be specified in the Investment Advisory Agreement. The advisory fees will be prorated for the number of days in which the accounts were open in the event of contract termination.

Areas of Practice
Retirement Planning
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Advisor Information

Office location

95 Glastonbury Blvd., Suite 102, Glastonbury, CT, 06033

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Usi Securities, INC.
February 2021 - Present · 4 yrs 11 mos
Usi Securities, INC. Broker
February 2021 - Present · 4 yrs 11 mos
Usi Advisors
May 2020 - Present · 5 yrs 8 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
September 2017 - May 2020 · 2 yrs 8 mos
Cambridge Investment Research, INC.Broker
February 2011 - May 2020 · 9 yrs 3 mos
Qa3 Financial CORP.Broker
October 2007 - February 2011 · 3 yrs 4 mos
Pruco Securities, LLC. Broker
October 2006 - August 2007 · 10 mos
State Registrations1 state
NE
AdvisorBrokerBoth
Exams
No exam information available for this advisor.