Firm Information

Compensation
N/A
Number of Advisors
16 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

This brochure supplement does not contain any fee information. It supplements the Form ADV Part 2 “Brochure” for MM Ascend Life Investor Services, LLC.

Areas of Practice
Annuities
Loading...

Advisor Information

Office location

191 Rosa Parks Street, Cincinnati, OH, 45202

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Brian works full-time as an external wholesaler for MassMutual Ascend Life Insurance Company's Annuity Sales division. The company issues annuities, including registered annuity products.

Employment History
Current Registrations
Mm Ascend Life Investor Services, LLC
August 2015 - Present · 10 yrs 5 mos
Mm Ascend Life Investor Services, LLC
August 2015 - Present · 10 yrs 5 mos
Mm Ascend Life Investor Services, LLC Broker
August 2015 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2012 - July 2015 · 2 yrs 7 mos
Wells Fargo Advisors, LLC Broker
December 2012 - July 2015 · 2 yrs 7 mos
UBS Financial Services INC.
February 2009 - October 2012 · 3 yrs 8 mos
UBS Financial Services INC. Broker
January 2009 - October 2012 · 3 yrs 9 mos
Wachovia Securities, LLC
February 2007 - January 2009 · 1 yr 11 mos
Wachovia Securities, LLC Broker
December 2006 - January 2009 · 2 yrs 1 mo
State Registrations2 states
GAOH
AdvisorBrokerBoth
Exams
No exam information available for this advisor.