SS

Steven Adam Stroud

18 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
13 advisors
Number of Clients
556 clients
Average Client Portfolio
$6.8M average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$1M
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M1.00%
$10.0M - $20.0M0.75%
$20M+0.50%

Fees are negotiable depending upon the needs of the client and complexity of the situation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$10,000

For private wealth management, fees range from 0.50% to 1.00% of assets under management, depending on the asset level. There is a $10,000 annual minimum, which may be waived. Fees are negotiable. For corporate retirement plans, fees are also negotiable and can vary greatly. Fees are paid quarterly in arrears based upon average daily balance.

Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Loading...

Advisor Information

Office location

Dallas, TX

Get directions
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Three Bell Capital LLC
January 2022 - Present · 4 yrs
Previous Registrations
J.P. Morgan Securities LLC
November 2017 - January 2022 · 4 yrs 2 mos
J.P. Morgan Securities LLC Broker
November 2017 - January 2022 · 4 yrs 2 mos
UBS Financial Services INC.
March 2007 - December 2017 · 10 yrs 9 mos
UBS Financial Services INC. Broker
February 2007 - December 2017 · 10 yrs 10 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.
Steven Adam Stroud - Financial Advisor | AdvisorDiscover