Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Calton charges investment advisory fees for portfolio management services based on a percentage of assets in clients’ accounts, up to 2.60%. These fees may be negotiable. Financial planning services are offered for a flat fixed or hourly fee, also negotiable. Additional administrative fees of up to $40 per quarter may be charged in both wrap and non-wrap, investment advisory fee-based programs. Certain clients may be charged for portfolio investment performance by Calton under specific terms in the Investment Advisory Agreement, pursuant to a performance-based fee schedule.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEducation PlanningEstate PlanningInsurance Planning
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Advisor Information

Office location

7500 Rialto Blvd, Bldg 1 Suite 250, Austin, TX, 78735

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Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2020
Financial
December 2019
Final
Employment Separation After Allegations
August 2018
Regulatory
August 2018
Final
Customer Dispute
October 2016
Denied
Other Business ActivitiesSells Insurance

Eric is a partner at Forefront Tax Partners and Forefront Insurance Partners, and CEO of Forefront Wealth Partners. He also owns Forefront Advisors Network, Forefront, Forefront Investment Partners, Advisor IT Partners, and works as an agent for AgencyOne.

Employment History
Current Registrations
Calton & Associates, INC. Broker
March 2023 - Present · 2 yrs 10 mos
Forefront
September 2021 - Present · 4 yrs 4 mos
Previous Registrations
Calton & Associates, INC.
May 2020 - March 2022 · 1 yr 10 mos
Calton & Associates, INC. Broker
April 2020 - January 2023 · 2 yrs 9 mos
Ifp Securities, LLCBroker
June 2019 - February 2020 · 8 mos
Independent Financial Partners
October 2015 - February 2020 · 4 yrs 4 mos
LPL Financial LLC Broker
August 2013 - August 2018 · 5 yrs
LPL Financial LLC
August 2013 - March 2018 · 4 yrs 7 mos
Securities America, INC.Broker
December 2009 - November 2010 · 11 mos
Ameriprise Financial Services, INC.
December 2009 - August 2013 · 3 yrs 8 mos
Ameriprise Financial Services, INC. Broker
October 2009 - August 2013 · 3 yrs 10 mos
Colonial Brokerage, INC.Broker
August 2007 - October 2009 · 2 yrs 2 mos
State Registrations5 states
CACTFLTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.