Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
5 advisors
Number of Clients
92 clients
Average Client Portfolio
$624K average
Assets Under Management
$57.4M

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
Hourly Rate:$50 - $500/hr

Investment management fees range from 1% to 2.5% annually, based on assets under management and services rendered. Fees are negotiable. Financial planning services are billed hourly ($50-$500/hour), as a flat fee, or as a fixed retainer. Representatives may earn commissions on insurance or brokerage services recommended as part of financial planning. A minimum of $100,000 in assets under management is generally required.

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningEstate PlanningTax Planning
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Advisor Information

Office location

2701 N. Rocky Point Drive, Suite 1000, Tampa, FL, 33607

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Regulatory History (1)
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Judgment / Lien
December 2023
Employment History
Current Registrations
Mutual Trust Asset Mgmt., INC.
November 2024 - Present · 1 yr 2 mos
Calton & Associates, INC.
October 2024 - Present · 1 yr 3 mos
Calton & Associates, INC. Broker
October 2024 - Present · 1 yr 3 mos
Previous Registrations
Mutual Trust Asset Mgmt., INC.
June 2022 - October 2024 · 2 yrs 4 mos
Mutual Trust Company of America SecuritiesBroker
June 2021 - October 2024 · 3 yrs 4 mos
Edward Jones
October 2007 - June 2021 · 13 yrs 8 mos
Edward Jones Broker
September 2007 - June 2021 · 13 yrs 9 mos
State Registrations7 states
ALAZCAFLGAMNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.