AH
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
429 advisors
Number of Clients
34,052 clients
Average Client Portfolio
$184K average
Assets Under Management
$6.3B
Fee Structure
Minimum Investment:None
CFI and IARs are compensated for investment management via an annual asset-based advisory fee. Fees are negotiable and may differ among clients. They can be calculated on a tiered or flat rate schedule. Additional charges may include custodial fees, transfer fees, internal fund fees, TPMM investment management fees, and other administrative fees. CFI also receives compensation through strategic marketing arrangements with third-party money managers.
Areas of Practice
Investment ManagementRetirement Planning
Loading...
Advisor Information
Office location
2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Centaurus Financial, INC.
March 2025 - Present · 10 mos
Centaurus Financial, INC.
March 2025 - Present · 10 mos
Centaurus Financial, INC. Broker
March 2025 - Present · 10 mos
Previous Registrations
Spc
March 2021 - February 2025 · 3 yrs 11 mos
Parkland Securities, LLCBroker
March 2021 - February 2025 · 3 yrs 11 mos
Sigma Financial CorporationBroker
March 2021 - February 2025 · 3 yrs 11 mos
Ic Advisory Services, INC.
July 2014 - March 2021 · 6 yrs 8 mos
The Investment Center, INC.Broker
July 2014 - March 2021 · 6 yrs 8 mos
UBS Financial Services INC.
April 2013 - July 2014 · 1 yr 3 mos
UBS Financial Services INC. Broker
April 2013 - July 2014 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - April 2013 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker
March 2011 - April 2013 · 2 yrs 1 mo
AXA Advisors, LLC
January 2011 - February 2011 · 1 mo
AXA Advisors, LLC Broker
November 2010 - February 2011 · 3 mos
Opus Trading Fund LLCBroker
September 2007 - January 2008 · 4 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.