AP
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
75 advisors
Number of Clients
105 clients
Average Client Portfolio
$514.1M average
Assets Under Management
$54.0B
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Advisor Information
Office location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
January 2018 - Present · 8 yrs
Vp Distributors LLC
October 2017 - Present · 8 yrs 3 mos
Vp Distributors LLCBroker
October 2017 - Present · 8 yrs 3 mos
Previous Registrations
Key Investment Services LLC Broker
September 2016 - September 2017 · 1 yr
LPL Financial LLC Broker
July 2013 - September 2016 · 3 yrs 2 mos
Pruco Securities, LLC. Broker
January 2013 - July 2013 · 6 mos
Hartford Equity Sales Company INC.Broker
July 2011 - January 2013 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
November 2007 - March 2010 · 2 yrs 4 mos
State Registrations6 states
CTFLKSMONEPR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.