BS

Brandon James Stockman

17 Years of Experience

Firm Information

Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Number of Advisors
275 advisors
Number of Clients
15,632 clients
Average Client Portfolio
$628K average
Assets Under Management
$9.8B

Fee Structure

Prospera Financial Services offers a variety of advisory programs, each with its own fee structure. These programs include Summit Advisory Program, Summit RBC Advisory Program, Summit Schwab Advisory Program, Summit-OP Advisory Program, Prospera Financial Planning Program, PFS Models Program, Advisor as Portfolio Manager (APM) Program, Separately Managed Account (SMA) Program, Unified Managed Account (UMA) Program, Private Investment Management (PIM) Program, Asset Advisor Program, Private Advisor Network (Network), CustomChoice, FundSource and Pathways Program. Fees vary depending on the program selected and the services provided. Financial planning services are available for a separate charge.

Areas of Practice
Investment ManagementFinancial Planning & Coaching
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Advisor Information

Office location

2596 Shay CT, Fortuna, CA, 95540

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon manages wealth through Johnson Wealth Management, dedicating nearly full-time hours to this role. He also serves on the pastoral staff at Redwood Christian Fellowship, with variable hours spent on duties such as preaching, counseling, and assisting with ministry coordination.

Employment History
Current Registrations
Prospera Financial Services, INC.
December 2020 - Present · 5 yrs 1 mo
Prospera Financial Services, INC. Broker
December 2020 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2019 - December 2020 · 1 yr 3 mos
Summit Financial Group INC
June 2008 - January 2021 · 12 yrs 7 mos
Summit Brokerage Services, INC.Broker
March 2008 - September 2019 · 11 yrs 6 mos
State Registrations18 states
ARAZCACOCTFLGAHIIDNCNDOKORPATNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.