DH

Dorothy Janet Hundrieser

14 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
4 advisors
Number of Clients
348 clients
Average Client Portfolio
$663K average
Assets Under Management
$230.7M

Fee Structure

Minimum Investment:None

Rice Financial Consulting is compensated via a fee share from the advisers to which it directs clients. The fees shared will not exceed any limit imposed by any regulatory agency. The annual fee schedule is based on assets and is contingent on the asset mix determined by the Third Party. Final fee schedule will be reflected in the client contract. RFCI's fees are negotiable. Clients are responsible for the payment of all third party fees (i.e. custodian fees, brokerage fees, mutual fund fees, transaction fees, etc.).

Areas of Practice
Investment ManagementRetirement PlanningHigh Net Worth
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Advisor Information

Office location

300 E. Main Street, Los Gatos, CA, 95030

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dorothy spends minimal time per month doing bookkeeping for a dentist. Rice Financial Consulting, Inc. always acts in the best interest of the client.

Employment History
Current Registrations
Rice Financial Consulting, INC.
August 2014 - Present · 11 yrs 5 mos
Previous Registrations
Park Avenue Securities LLC
April 2011 - October 2014 · 3 yrs 6 mos
State Registrations3 states
CAHITX
Advisor
Exams
No exam information available for this advisor.