AS
Firm Information
Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B
Fee Structure
A.G.P. charges fees based on a percentage of assets under management, which are negotiable and range up to 3%. These fees are payable quarterly in advance. Financial planning services are charged on an hourly basis. A.G.P. also sponsors a Wrap Fee Program with fees ranging up to 2%.
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
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Advisor Information
Office location
40 Wall Street, New York, NY, 10005
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
A.G.P / Alliance Global Partners
October 2020 - Present · 5 yrs 3 mos
A.G.P. / Alliance Global Partners Broker
October 2020 - Present · 5 yrs 3 mos
Previous Registrations
Aegis Capital CORP. Broker
May 2017 - October 2020 · 3 yrs 5 mos
Laidlaw & Company (uk) Ltd.Broker
January 2016 - February 2016 · 1 mo
National Securities CorporationBroker
January 2016 - May 2017 · 1 yr 4 mos
Laidlaw & Company (uk) Ltd.Broker
September 2010 - January 2016 · 5 yrs 4 mos
First Investors CorporationBroker
July 2010 - August 2010 · 1 mo
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.