Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
This firm offers a wrap fee program where you pay a single fee for investment advice and transaction costs. The fee covers TE3, AEWM, third-party partners, and custodian costs. The wrap program fees do not exceed 1.65%. The fee is calculated as a percentage of assets under management (AUM) based on the average daily balance of the account(s) and deducted from Client account(s) in arrears on a monthly basis. There is no stated minimum annual fee or minimum investment amount.
Areas of Practice
Advisor Information
Office location
1276 Jungermann Rd., Suite A, St. Peters, MO, 63376
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Keith oversees business operations and tax planning as President of L & S Capital Investments dba Summit Tax and Wealth Advisory, dedicating about 10-20% of his time. He also owns rental property through Success One Properties, LLC, spending minimal time on this, and is an Investment Advisor Representative for Transce3nd LLC, spending a few hours per week.