AJ

Aaron Delano James

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
2267 advisors
Number of Clients
56,938 clients
Average Client Portfolio
$823K average
Assets Under Management
$46.9B

Fee Structure

CGMI charges an annualized, fixed asset-based fee of up to 2%. This fee is negotiable based on various factors. This fee covers CGMI's services, clearing firm charges, and compensation to the client's financial advisor. Clients also pay a separate fee to the investment managers selected to manage their assets, ranging from 0.10% to 0.60% annually, depending on the asset class and investment style. These investment manager fees are not negotiable and are subject to change. Additional fees may apply for other services like wire transfers and account transfers.

Areas of Practice
Investment Management
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Advisor Information

Office location

Citi Private Bank, 388 Greenwich Street, 30th Floor, New York, NY, 10013

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Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Citigroup Global Markets INC. Broker
November 2023 - Present · 2 yrs 2 mos
Citigroup Global Markets INC.
November 2023 - Present · 2 yrs 2 mos
Citigroup Global Markets INC.
November 2023 - Present · 2 yrs 2 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
August 2022 - September 2023 · 1 yr 1 mo
Stifel, Nicolaus & Company, Incorporated Broker
May 2012 - September 2023 · 11 yrs 4 mos
Stifel, Nicolaus & Company, Incorporated
May 2012 - May 2018 · 6 yrs
Wells Fargo Advisors, LLC
April 2011 - May 2012 · 1 yr 1 mo
Wells Fargo Advisors, LLC Broker
November 2009 - May 2012 · 2 yrs 6 mos
State Registrations1 state
NY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Delano James - Financial Advisor | AdvisorDiscover