JA
CFP

Joseph Frederick Auday

15 Years of Experience

Firm Information

Compensation
Fee-Only (AUM)Fixed/Hourly
Number of Advisors
29 advisors
Number of Clients
2,358 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$3.4B

Fee Structure

Financial Plan Fee:$500 - $5,000

SteelPeak charges fixed fees for financial planning and consulting, ranging from $500 to $5,000, depending on the scope and complexity. Investment management fees range from 0.75% to 1.75% annually, based on assets under management. Fees are prorated and charged quarterly in advance. The firm may offset financial planning fees if the client engages them for investment advisory services. The Firm does take a management fee for its services to Long- Short (discounted to 0.50% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients) and Goal -Line (charged based on each limited partner’s capital commitments and discounted to 1.00% per annum for SteelPeak clients from 1.50% per annum for non-SteelPeak clients).

Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate Planning
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Advisor Information

Office location

9465 Wilshire Boulevard, Suite 300, Beverly Hills, CA, 90212

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Regulatory History (1)
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Employment Separation After Allegations
October 2014
Other Business Activities

Joseph helps his mother purchase and sell real estate, keeping track of numbers. He is also Vice President and CFO of LLC Real Estate Optimized Inc., overseeing business operations, dedicating about a quarter of his time.

Employment History
Current Registrations
Steelpeak Wealth, LLC
May 2015 - Present · 10 yrs 8 mos
Previous Registrations
Seacrest Wealth Management, LLC
November 2014 - May 2015 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2012 - November 2014 · 2 yrs 2 mos
Gerber Kawasaki, INC.
July 2010 - September 2012 · 2 yrs 2 mos
State Registrations2 states
AZCA
Advisor
Exams
No exam information available for this advisor.