SS
Firm Information
Compensation
Fee-Only (AUM)
Number of Advisors
43 advisors
Number of Clients
1 client
Average Client Portfolio
$6.9B average
Assets Under Management
$6.9B
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Advisor Information
Office location
330 Madison Avenue, 10th Floor, New York, NY, 10017
Get directionsRegulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Suzanne is a board member of the Beekman Landing Condominium since 2022. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Guggenheim Funds Distributors, LLC Broker
February 2018 - Present · 7 yrs 11 mos
Guggenheim Investment Advisors, LLC
September 2014 - Present · 11 yrs 4 mos
Guggenheim Investor Services, LLCBroker
April 2013 - Present · 12 yrs 9 mos
Previous Registrations
Stratton Capital Management, Ltd.Broker
April 2012 - April 2013 · 1 yr
State Registrations2 states
ILNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.