Firm Information
Compensation
Number of Advisors
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The standard advisory fee is 2%, but clients can negotiate fees with their advisors. Clients also pay ticket charges, which are also negotiable. Advisors may receive 12B-1 compensation for recommending certain mutual funds. Management fees are deducted from client accounts quarterly, in advance. Clients may request a full fee refund within the first 5 business days of opening an account; thereafter, refunds are prorated. Clients also pay custodian fees, mutual fund expenses, brokerage, and transaction costs.
Areas of Practice
Advisor Information
Office location
825 S Primrose Avenue, Suite E, Monrovia, CA, 91016
Get directionsRegulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark works as a benefits consultant selling fixed insurance products, including life, health, property & casualty, and fixed annuities. This activity, which is investment-related, takes nearly full-time hours.