Firm Information

Compensation
Fee-Only (AUM)
Number of Advisors
3 advisors
Number of Clients
23 clients
Average Client Portfolio
$22.7M average
Assets Under Management
$522.0M

Fee Structure

Minimum Investment:$25M

Fees are negotiable and calculated monthly, billed quarterly in arrears. For Hedging Strategy clients, fees are based on notional amount or assets under management. For Wealth Management clients, fees are based on the average capital base. Brokerage and custody fees are additional. GIA generally requires a minimum account size of $25 million, subject to reduction at GIA’s discretion.

Areas of Practice
Investment ManagementHigh Net Worth
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Advisor Information

Office location
Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Guggenheim Investment Advisors, LLC
April 2024 - Present · 1 yr 9 mos
Previous Registrations
Alvarium Investment Advisors (us), INC.
June 2010 - January 2024 · 13 yrs 7 mos
State Registrations1 state
FL
Advisor
Exams
No exam information available for this advisor.